Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Langham Hall UK Depositary LLP (no longer approved here)

    FRN 652760

    • [FCA CF] CASS oversight function (1 Jan 2020 to 28 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
    • CF10 Compliance Oversight (26 Sep 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (19 Jul 2017 to 8 Dec 2019)
  • Langham Hall UK LLP (no longer approved here)

    FRN 452198

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
    • CF10 Compliance Oversight (26 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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