Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] CASS oversight function (1 Jan 2020 to 28 Feb 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
- CF10 Compliance Oversight (26 Sep 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (19 Jul 2017 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
- CF10 Compliance Oversight (26 Sep 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.