Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blue Water Energy LLP
FRN 565160
- SMF16 Compliance Oversight (since 13 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2022)
- [FCA CF] Significant management (since 13 May 2022)
- [FCA CF] Client dealing (since 13 May 2022)
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- CF4 Partner (24 Mar 2015 to 31 Mar 2016)
- CF10 Compliance Oversight (24 Mar 2015 to 17 Nov 2017)
- CF11 Money Laundering Reporting (24 Mar 2015 to 17 Nov 2017)
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- CF10a CASS Oversight function (17 Mar 2015 to 17 Nov 2017)
- CF10 Compliance Oversight (12 Jun 2012 to 17 Nov 2017)
- CF4 Partner (12 Jun 2012 to 17 Nov 2017)
- CF11 Money Laundering Reporting (12 Jun 2012 to 17 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.