Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 13 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2022)
    • [FCA CF] Significant management (since 13 May 2022)
    • [FCA CF] Client dealing (since 13 May 2022)
  • Langham Hall UK Depositary LLP (no longer approved here)

    FRN 652760

    • CF4 Partner (24 Mar 2015 to 31 Mar 2016)
    • CF10 Compliance Oversight (24 Mar 2015 to 17 Nov 2017)
    • CF11 Money Laundering Reporting (24 Mar 2015 to 17 Nov 2017)
  • Langham Hall UK LLP (no longer approved here)

    FRN 452198

    • CF10a CASS Oversight function (17 Mar 2015 to 17 Nov 2017)
    • CF10 Compliance Oversight (12 Jun 2012 to 17 Nov 2017)
    • CF4 Partner (12 Jun 2012 to 17 Nov 2017)
    • CF11 Money Laundering Reporting (12 Jun 2012 to 17 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.