KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Oliver

  IRN RMO00001

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
  • CF30 Customer (20 Jul 2019 to 8 Dec 2019)
• Richard Patrick Avery-Wright

  IRN RPA01018

  • Director of firm who is not a certification employee or a SMF manager (12 May 2022 to 18 Apr 2024)
• Richard Spring

  IRN RXS03344

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Jul 2021)
• Richard Wilkinson

  IRN RXW00194

  • [FCA CF] Functions requiring qualifications (16 Feb 2022 to 28 Apr 2023)
  • [FCA CF] Client dealing (16 Feb 2022 to 28 Apr 2023)
• Robert Charles Berwick

  IRN RXB00207

  • [FCA CF] Client dealing (1 Jul 2022 to 26 Jul 2024)
  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 26 Jul 2024)
• Robert Dixon

  IRN RXD09402

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 19 Jul 2024)
  • [FCA CF] Client dealing (since 19 Jul 2024)
• Robert Edward O'Neill

  IRN RXO00190

  • [FCA CF] Client dealing (9 May 2025 to 3 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 May 2025 to 3 Jan 2026)
• Robert Ian Mitchell

  IRN RIM00001

  • CF30 Customer (20 Jul 2019 to 8 Dec 2019)
• Robert Venvil

  IRN RXV01066

  • CF30 Customer (22 Apr 2013 to 1 Feb 2018)
• Robin David Rathbone Smith

  IRN RDS01158

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)

No changes recorded yet.