Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (5)Employed By (since 21 Oct 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Oct 2024)
    • CF30 Customer (since 21 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2024)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • [FCA CF] Functions requiring qualifications (24 May 2023 to 30 Jun 2024)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (16 Feb 2022 to 28 Apr 2023)
    • [FCA CF] Functions requiring qualifications (16 Feb 2022 to 28 Apr 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (24 Mar 2021 to 7 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (24 Mar 2021 to 7 Mar 2022)
    • CF30 Customer (19 Mar 2021 to 7 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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