Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Liberate Wealth (Thornton) Limited
FRN 622855
- (5)Employed By (since 21 Oct 2024)
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Liberate Wealth Solutions Limited
FRN 722573
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Oct 2024)
- CF30 Customer (since 21 Oct 2024)
- Appointed representative dealing with clients for which they require qualification (since 21 Oct 2024)
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- [FCA CF] Functions requiring qualifications (24 May 2023 to 30 Jun 2024)
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- [FCA CF] Client dealing (16 Feb 2022 to 28 Apr 2023)
- [FCA CF] Functions requiring qualifications (16 Feb 2022 to 28 Apr 2023)
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- [FCA CF] Client dealing (24 Mar 2021 to 7 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (24 Mar 2021 to 7 Mar 2022)
- CF30 Customer (19 Mar 2021 to 7 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.