Robin David Rathbone Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (7 Jun 2022 to 20 Jul 2022)
    • [FCA CF] Functions requiring qualifications (7 Jun 2022 to 20 Jul 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (8 Jun 2020 to 23 May 2022)
    • [FCA CF] Client dealing (8 Jun 2020 to 23 May 2022)
    • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (18 Jun 2018 to 12 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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