KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robin Philip Charles Hurst

  IRN RPH00008

  • [FCA CF] Client dealing (10 Oct 2022 to 6 Jun 2025)
  • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 6 Jun 2025)
• Roderick Gentry

  IRN RXG01210

  • CF10 Compliance Oversight (13 Aug 2015 to 14 Dec 2015)
  • CF3 Chief Executive (22 Aug 2011 to 30 Apr 2016)
  • Responsible for Insurance Mediation (9 Mar 2011 to 30 Apr 2016)
  • CF1 Director (9 Mar 2011 to 30 Apr 2016)
• Roderick James Bradley

  IRN RJB01298

  • CF30 Customer (17 Jul 2018 to 15 Mar 2019)
• Rodney Ings

  IRN RXI01040

  • CF30 Customer (22 Apr 2013 to 4 Mar 2019)
• Rosalind Samantha Sutoris

  IRN RSS01133

  • CF30 Customer (17 Sep 2015 to 5 May 2016)
• Rosemary Anne Alder

  IRN RAA01060

  • CF10 Compliance Oversight (14 Feb 2012 to 30 May 2013)
• Ryan John McDonald

  IRN RJM00093

  • [FCA CF] Manager of certification employee (since 25 Sep 2025)
• Ryan Petty

  IRN RXP00516

  • [FCA CF] Functions requiring qualifications (5 Jul 2023 to 12 Jun 2024)
  • [FCA CF] Client dealing (5 Jul 2023 to 12 Jun 2024)
• Ryan Smith

  IRN RXS00495

  • [FCA CF] Functions requiring qualifications (22 Jul 2021 to 25 Oct 2025)
  • [FCA CF] Client dealing (22 Jul 2021 to 25 Oct 2025)
• Sacha Williams

  IRN SDW01102

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Jul 2021)

No changes recorded yet.