Rosalind Samantha Sutoris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GODDARD PERRY CONSULTING LIMITED (no longer approved here)

    FRN 125376

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2024)
  • ONE FINANCIAL ADVISER LTD (no longer approved here)

    FRN 611058

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Feb 2021)
    • CF10 Compliance Oversight (29 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (17 Sep 2015 to 5 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.