Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2021)
  • DENTONS INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194538

    • CF30 Customer (5 Sep 2011 to 25 Oct 2013)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (23 Aug 2010 to 2 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.