Roderick Gentry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KW Wealth Planning Limited (no longer approved here)
FRN 114694
- CF10 Compliance Oversight (13 Aug 2015 to 14 Dec 2015)
- CF3 Chief Executive (22 Aug 2011 to 30 Apr 2016)
- CF1 Director (9 Mar 2011 to 30 Apr 2016)
- Responsible for Insurance Mediation (9 Mar 2011 to 30 Apr 2016)
KW Investment Management Limited (no longer approved here)
FRN 506600
- CF30 Customer (11 Oct 2010 to 4 Mar 2013)
- CF1 Director (11 Oct 2010 to 30 Apr 2016)
- CF3 Chief Executive (11 Oct 2010 to 30 Apr 2016)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- CF30 Customer (27 Nov 2009 to 21 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.