KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leigh Middleton-Ross

  IRN LRM01032

  • CF10 Compliance Oversight (24 Apr 2013 to 17 Mar 2014)
• Lisa Jane Chantrey

  IRN LJC01142

  • [FCA CF] Client dealing (11 Oct 2023 to 5 Jan 2026)
  • [FCA CF] Functions requiring qualifications (11 Oct 2023 to 5 Jan 2026)
  • [FCA CF] Manager of certification employee (11 Oct 2023 to 5 Jan 2026)
• Lisa Marie McCaw

  IRN LMR01036

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 May 2023)
  • [FCA CF] Client dealing (since 11 May 2023)
• Liviu Ratoi

  IRN LXR01459

  • CF30 Customer (17 Aug 2018 to 8 Dec 2019)
• Lloyd Simon Fernley

  IRN LSF01023

  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 7 Nov 2024)
  • [FCA CF] Client dealing (1 Jul 2022 to 7 Nov 2024)
• Luke Horvath

  IRN LXH00298

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2024)
  • [FCA CF] Client dealing (since 25 Jul 2024)
• Luke Worthy

  IRN LWW01014

  • [FCA CF] Manager of certification employee (12 Apr 2023 to 25 Sep 2025)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 28 Jul 2023)
  • [FCA CF] Client dealing (1 Sep 2020 to 28 Jul 2023)
• Marc Maddison

  IRN MJM01471

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (11 Sep 2012 to 8 Dec 2019)
• Marianne Laing Hay

  IRN MLH01029

  • CF3 Chief Executive (6 Oct 2017 to 16 Jan 2019)
  • CF1 Director (6 Oct 2017 to 16 Jan 2019)
  • CF2 Non Executive Director (22 Mar 2016 to 25 Sep 2017)
• Mark Andrew Wooldridge

  IRN MXW00068

  • CF30 Customer (10 Oct 2012 to 14 May 2015)
  • CF1 Director (10 Oct 2012 to 14 May 2015)

No changes recorded yet.