Leigh Middleton-Ross

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fiske Plc
FRN 124279
- SMF16 Compliance Oversight (since 17 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Nov 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (19 Sep 2013 to 25 Sep 2014)
Solar Wealth Management LLP (no longer approved here)
FRN 607304
- (1)Employed By (19 Sep 2013 to 25 Sep 2014)
KW Wealth Planning Limited (no longer approved here)
FRN 114694
- CF10 Compliance Oversight (24 Apr 2013 to 17 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.