KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark David Moore

  IRN MDM01092

  • [FCA CF] Functions requiring qualifications (7 Sep 2022 to 29 Nov 2023)
  • [FCA CF] Client dealing (7 Sep 2022 to 29 Nov 2023)
• Mark John Matthew Jones

  IRN MJJ01067

  • CF30 Customer (20 Jul 2019 to 8 Dec 2019)
• Mark Rendall

  IRN MWR00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (23 Jul 2019 to 8 Dec 2019)
• Martin Clifford Lamb

  IRN MCL00005

  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 2 Feb 2024)
  • [FCA CF] Client dealing (1 Jul 2022 to 2 Feb 2024)
• Martin James Fahy

  IRN MJF01323

  • [FCA CF] Functions requiring qualifications (24 Jul 2024 to 24 Jun 2025)
  • [FCA CF] Client dealing (24 Jul 2024 to 24 Jun 2025)
• Marvin Francis Owens

  IRN MXO00037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
• Mathew Bonney

  IRN MXB03897

  • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
• Matthew Ian Daughtrey

  IRN MID00006

  • CF30 Customer (23 Jul 2019 to 8 Dec 2019)
• Matthew Taylor

  IRN MXT01262

  • CF30 Customer (23 Oct 2012 to 10 Apr 2015)
• Matthew Turner

  IRN MXT00333

  • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 24 Oct 2025)
  • [FCA CF] Client dealing (20 Jan 2022 to 24 Oct 2025)

No changes recorded yet.