Mark John Matthew Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Inco Financial Limited

    FRN 991017

    • (3)Employed By (since 4 Apr 2023)
  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 4 Nov 2020)
    • CF1 Director (AR) (since 4 Nov 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Concept Wealth Limited (no longer approved here)

    FRN 935289

    • Employed By (4 Nov 2020 to 4 Apr 2023)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (20 Jul 2019 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF4 Partner (AR) (6 Nov 2013 to 30 Sep 2019)
    • CF30 Customer (9 Nov 2012 to 30 Sep 2019)
  • WFI Financial LLP (no longer approved here)

    FRN 587586

    • Employed By (9 Nov 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (2 Mar 2007 to 17 May 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 2 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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