Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (23 Jul 2019 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF4 Partner (AR) (4 Dec 2012 to 21 Jan 2021)
    • CF1 Director (AR) (4 Oct 2012 to 5 Dec 2012)
    • CF30 Customer (4 Oct 2012 to 21 Jan 2021)
  • WFI Financial LLP (no longer approved here)

    FRN 587586

    • Employed By (4 Oct 2012 to 21 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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