Liviu Ratoi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Flying Colours Advice Limited

    FRN 672022

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2021)
    • [FCA CF] Client dealing (since 9 Aug 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (12 Feb 2021 to 30 Jun 2021)
    • CF30 Customer (9 Feb 2021 to 30 Jun 2021)
  • Riverside Financial Consultants Limited (no longer approved here)

    FRN 473223

    • (7)Employed By (9 Feb 2021 to 30 Jun 2021)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (17 Aug 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Feb 2017 to 27 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.