Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QIB (UK) Plc

    FRN 466577

    • SMF14 Senior Independent Director (since 17 Aug 2023)
    • SMF10 Chair of the Risk Committee (since 17 Aug 2023)
    • SMF11 Chair of the Audit Committee (since 17 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
    • SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
    • SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
    • SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
    • SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
    • SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
    • SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jan 2019)
    • Responsible for Insurance Mediation (6 Oct 2017 to 30 Sep 2018)
    • CF1 Director (6 Oct 2017 to 16 Jan 2019)
    • CF3 Chief Executive (6 Oct 2017 to 16 Jan 2019)
    • CF2 Non Executive Director (13 Oct 2015 to 25 Sep 2017)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF1 Director (6 Oct 2017 to 16 Jan 2019)
    • CF3 Chief Executive (6 Oct 2017 to 16 Jan 2019)
    • CF2 Non Executive Director (22 Mar 2016 to 25 Sep 2017)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF29 Significant management (12 Oct 2009 to 25 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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