KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Nisha Sharma

  IRN NXS02359

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (11 Jan 2018 to 8 Dec 2019)
• Olawale Shonibare

  IRN OXS01040

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 29 Sep 2006)
• Oscar McLaughlin

  IRN OXM00169

  • [FCA CF] Client dealing (since 5 Mar 2026)
• Paddy Goodlet

  IRN PRG01079

  • [FCA CF] Client dealing (since 1 Dec 2021)
• Pallavi Aston

  IRN PXP01311

  • CF30 Customer (27 Feb 2020 to 26 Oct 2020)
• Pamela Ruth Firbank

  IRN PRD01079

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Paramjit Singh Aurora

  IRN PSA01021

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 18 Oct 2002)
• Patrice Day

  IRN PXE01095

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Aug 2002)
• Patrick Charles McCoy

  IRN PXM01496

  • CF30 Customer (1 Nov 2007 to 5 Dec 2015)
  • CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)
• Patrick Michael Race

  IRN PMR01042

  • CF30 Customer (27 Feb 2020 to 26 Oct 2020)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.