Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • SMF3 Executive Director (9 Dec 2019 to 2 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (17 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (1 Nov 2007 to 5 Dec 2015)
    • CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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