Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 2 Feb 2026)
- [FCA CF] Client dealing (since 3 Feb 2025)
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- [FCA CF] Manager of certification employee (22 Oct 2020 to 15 Apr 2022)
- [FCA CF] Client dealing (22 Oct 2020 to 15 Apr 2022)
- [FCA CF] Significant management (1 Oct 2020 to 2 Oct 2020)
- SMF3 Executive Director (20 Aug 2020 to 15 Apr 2022)
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- CF30 Customer (27 Feb 2020 to 26 Oct 2020)
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- CF29 Significant management (1 Jul 2011 to 13 Jul 2015)
- CF30 Customer (1 Nov 2007 to 5 Jun 2017)
- CF22 Investment Adviser (Trainee) (19 Sep 2006 to 8 Mar 2007)
- CF27 Investment Management (1 Dec 2001 to 16 Apr 2004)
- CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 16 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.