Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
    • [FCA CF] Client dealing (since 3 Feb 2025)
  • ISIO Services Limited (no longer approved here)

    FRN 922376

    • [FCA CF] Manager of certification employee (22 Oct 2020 to 15 Apr 2022)
    • [FCA CF] Client dealing (22 Oct 2020 to 15 Apr 2022)
    • [FCA CF] Significant management (1 Oct 2020 to 2 Oct 2020)
    • SMF3 Executive Director (20 Aug 2020 to 15 Apr 2022)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (27 Feb 2020 to 26 Oct 2020)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF29 Significant management (1 Jul 2011 to 13 Jul 2015)
    • CF30 Customer (1 Nov 2007 to 5 Jun 2017)
    • CF22 Investment Adviser (Trainee) (19 Sep 2006 to 8 Mar 2007)
    • CF27 Investment Management (1 Dec 2001 to 16 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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