Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Birkenhead

    IRN PXB01496

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 16 Jan 2004)
  • Paul Christopher Hawkes

    IRN PCH01073

    • CF23 Corporate Finance Adviser (28 Nov 2002 to 11 Apr 2005)
  • Paul Dineen

    IRN PXD00471

    • [FCA CF] Client dealing (since 26 Nov 2025)
  • Paul Francis Brice

    IRN PFB01039

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Paul Harris

    IRN PXH01348

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Paul J Tyne

    IRN PJT01107

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Mar 2003)
  • Paul Kelly

    IRN PXK00266

    • [FCA CF] Client dealing (since 1 Dec 2021)
  • Paul Lambert

    IRN PXL01387

    • CF23 Corporate Finance Adviser (27 Mar 2006 to 23 Mar 2007)
  • Paul Long

    IRN PXL01528

    • CF8 Apportionment and Oversight (6 Oct 2011 to 6 Sep 2019)
    • CF4 Partner (6 Oct 2011 to 6 Sep 2019)
    • CF28 Systems and controls (6 Oct 2011 to 6 Sep 2019)
  • Paul Lutge

    IRN PXL01243

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 23 Feb 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.