KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Paul Richards

  IRN PJR01192

  • [FCA CF] Client dealing (1 Dec 2021 to 6 Nov 2023)
• Paul Simkin

  IRN PXS00537

  • [FCA CF] Client dealing (1 Dec 2021 to 7 Mar 2026)
• Paul Sturgess

  IRN PXS01474

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 16 Oct 2006)
• Paul Thomas Elliot

  IRN PTE01010

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 9 Mar 2006)
• Paul Trevor Westbrook

  IRN PTW01023

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Paula Jayne Champion

  IRN PJC01355

  • CF30 Customer (12 Dec 2018 to 8 Dec 2019)
• Peter Albertini

  IRN PXA01158

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Jul 2006)
• Peter Aspinall

  IRN PXA01701

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (9 Dec 2016 to 8 Dec 2019)
• Peter Bate

  IRN PXB02085

  • [FCA CF] Client dealing (1 Dec 2021 to 9 Oct 2024)
  • CF30 Customer (25 Aug 2011 to 8 Dec 2019)
• Peter Birkbeck

  IRN PXB01495

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.