Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Desmond Crutchett

    IRN PDC01084

    • CF21 Investment Adviser (30 Apr 2002 to 18 Mar 2004)
  • Peter Hugh Green

    IRN PHG01024

    • CF30 Customer (1 Nov 2007 to 20 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Peter Lowe

    IRN PXL00415

    • [FCA CF] Client dealing (since 26 Nov 2025)
  • Peter O'Flynn

    IRN PSO01013

    • CF23 Corporate Finance Adviser (11 Sep 2003 to 15 Mar 2004)
  • Peter Terry

    IRN PXT01205

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 29 Jun 2007)
  • Peter Workman

    IRN PXW00320

    • [FCA CF] Client dealing (1 Dec 2021 to 15 Oct 2023)
  • Philip Colin Price

    IRN PCP01013

    • CF23 Corporate Finance Adviser (2 May 2002 to 31 May 2003)
  • Philip Daniel Murden

    IRN PDM01099

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Philip David Adam

    IRN PXA01122

    • CF23 Corporate Finance Adviser (17 Mar 2005 to 20 Jul 2006)
  • Philip John Macauley

    IRN PJM01476

    • CF30 Customer (7 Jun 2011 to 6 Mar 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.