Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Desmond Crutchett
IRN PDC01084
- CF21 Investment Adviser (30 Apr 2002 to 18 Mar 2004)
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Peter Hugh Green
IRN PHG01024
- CF30 Customer (1 Nov 2007 to 20 May 2008)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Peter Lowe
IRN PXL00415
- [FCA CF] Client dealing (since 26 Nov 2025)
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Peter O'Flynn
IRN PSO01013
- CF23 Corporate Finance Adviser (11 Sep 2003 to 15 Mar 2004)
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Peter Terry
IRN PXT01205
- CF23 Corporate Finance Adviser (30 Apr 2002 to 29 Jun 2007)
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Peter Workman
IRN PXW00320
- [FCA CF] Client dealing (1 Dec 2021 to 15 Oct 2023)
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Philip Colin Price
IRN PCP01013
- CF23 Corporate Finance Adviser (2 May 2002 to 31 May 2003)
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Philip Daniel Murden
IRN PDM01099
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Philip David Adam
IRN PXA01122
- CF23 Corporate Finance Adviser (17 Mar 2005 to 20 Jul 2006)
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Philip John Macauley
IRN PJM01476
- CF30 Customer (7 Jun 2011 to 6 Mar 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.