Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Lyndon Davies
IRN PLD01037
- CF30 Customer (1 Nov 2007 to 10 Jan 2013)
- CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
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Philip Michael Davidson
IRN PMD01175
- CF4 Partner (17 Mar 2016 to 19 Nov 2019)
- CF8 Apportionment and Oversight (17 Mar 2016 to 19 Nov 2019)
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Philip Neil Audaer
IRN PXA01145
- CF21 Investment Adviser (30 Apr 2002 to 28 Aug 2003)
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Philip Roger Atkinson
IRN PRA01037
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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Philip Shields
IRN PXS03023
- [FCA CF] Client dealing (since 1 Mar 2023)
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Philippe Patrick Tapernoux
IRN PPT01004
- CF30 Customer (16 Sep 2010 to 18 Nov 2013)
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Pierluigi Agostino Lega
IRN PXL01244
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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Piyumi Hettiarachchi
IRN PXH00697
- [FCA CF] Client dealing (28 Nov 2023 to 10 Jun 2024)
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Priya Jane Jassal
IRN PJJ01097
- CF30 Customer (20 Feb 2020 to 26 Oct 2020)
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Rachel Churchill-Coleman
IRN RXA01208
- CF30 Customer (28 Oct 2008 to 31 Mar 2010)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.