Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Reeves

    IRN RXR00530

    • [FCA CF] Client dealing (since 26 Nov 2025)
  • Rachel Williams

    IRN RXW01296

    • CF23 Corporate Finance Adviser (2 May 2002 to 1 Oct 2004)
  • Rahul Srinivasan

    IRN RXS01470

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 6 Aug 2004)
  • Raj Mehta

    IRN RRM01016

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (10 Jun 2008 to 8 Dec 2019)
  • Rajiv Kotecha

    IRN RXK00394

    • [FCA CF] Client dealing (1 Jul 2023 to 1 Aug 2023)
  • Ralf Nachtigall

    IRN RXN01060

    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Rama Ayman

    IRN RXA01133

    • CF30 Customer (16 Nov 2012 to 21 Oct 2015)
  • Ranjeev Bhatia

    IRN RXB01480

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 18 Nov 2004)
  • Ray Pygott

    IRN RXP01300

    • CF30 Customer (1 Nov 2007 to 23 May 2011)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Rayhaan Nakhwa

    IRN RLN01011

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 28 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.