Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rachel Reeves
IRN RXR00530
- [FCA CF] Client dealing (since 26 Nov 2025)
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Rachel Williams
IRN RXW01296
- CF23 Corporate Finance Adviser (2 May 2002 to 1 Oct 2004)
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Rahul Srinivasan
IRN RXS01470
- CF23 Corporate Finance Adviser (30 Apr 2002 to 6 Aug 2004)
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Raj Mehta
IRN RRM01016
- [FCA CF] Client dealing (since 1 Dec 2021)
- CF30 Customer (10 Jun 2008 to 8 Dec 2019)
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Rajiv Kotecha
IRN RXK00394
- [FCA CF] Client dealing (1 Jul 2023 to 1 Aug 2023)
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Ralf Nachtigall
IRN RXN01060
- CF30 Customer (1 Apr 2016 to 8 Dec 2019)
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Rama Ayman
IRN RXA01133
- CF30 Customer (16 Nov 2012 to 21 Oct 2015)
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Ranjeev Bhatia
IRN RXB01480
- CF23 Corporate Finance Adviser (30 Apr 2002 to 18 Nov 2004)
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Ray Pygott
IRN RXP01300
- CF30 Customer (1 Nov 2007 to 23 May 2011)
- CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
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Rayhaan Nakhwa
IRN RLN01011
- CF23 Corporate Finance Adviser (30 Apr 2002 to 28 Jul 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.