KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Rebecca Moyra Wainwright

  IRN RMW01164

  • CF30 Customer (25 Jan 2013 to 8 Oct 2015)
• Revathi Greenwood

  IRN RXP01218

  • CF30 Customer (1 Nov 2007 to 25 Oct 2011)
  • CF23 Corporate Finance Adviser (23 Feb 2004 to 31 Oct 2007)
• Rhiannon Elizabeth Williams

  IRN REW01053

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Richard Arthur Bramley

  IRN RAB01258

  • CF30 Customer (1 Nov 2007 to 23 May 2011)
  • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
• Richard Ashton

  IRN RXA01373

  • CF23 Corporate Finance Adviser (19 Jan 2006 to 29 Dec 2006)
• Richard Bannister

  IRN RXB01477

  • CF21 Investment Adviser (26 Apr 2002 to 22 Sep 2003)
• Richard Bernau

  IRN RXB02705

  • CF30 Customer (13 Jul 2016 to 8 Dec 2019)
• Richard Charles Faulkner

  IRN RCF01048

  • SMF27 Partner (since 2 Jun 2025)
• Richard Cotterill

  IRN RXC22396

  • [FCA CF] Client dealing (1 Dec 2021 to 5 Dec 2024)
  • CF30 Customer (23 Oct 2019 to 8 Dec 2019)
• Richard Dawson

  IRN RXD01884

  • CF30 Customer (1 Jun 2016 to 18 Jun 2018)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.