KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Dixon Fleming

    IRN RDF01065

    • CF8 Apportionment and Oversight (9 Jan 2015 to 22 Mar 2016)
    • CF4 Partner (9 Jan 2015 to 22 Mar 2016)
  • Richard Edward M Stewart

    IRN RES01068

    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Mar 2007)
  • Richard John Boot

    IRN RJB01304

    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Aug 2002)
  • Richard John Langford Williamson

    IRN RJW01176

    • CF30 Customer (13 Feb 2008 to 10 Jan 2012)
  • Richard Jonathan Clarke

    IRN RJC01218

    • CF4 Partner (19 Aug 2013 to 22 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Oct 2018)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Richard Krajewski

    IRN RXK01173

    • CF30 Customer (1 Nov 2007 to 1 Oct 2009)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Richard Lee

    IRN RXL00271

    • [FCA CF] Client dealing (1 Dec 2021 to 31 Jul 2023)
  • Richard Neil Austin

    IRN RNA01007

    • CF30 Customer (1 Nov 2007 to 18 Mar 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Richard Noble

    IRN RGN01010

    • CF30 Customer (5 May 2010 to 8 Apr 2011)
  • Richard Paul Brown

    IRN RXB01479

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Nov 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.