Richard Noble

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (24 Mar 2021 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 31 Mar 2023)
    • [FCA CF] Material risk taker (3 Nov 2016 to 31 Mar 2023)
    • [FCA CF] Client dealing (3 Nov 2016 to 31 Mar 2023)
    • CF30 Customer (9 Jun 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (24 Mar 2021 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 17 Dec 2020)
    • [FCA CF] Material risk taker (3 Nov 2016 to 31 Mar 2023)
    • [FCA CF] Client dealing (3 Nov 2016 to 31 Mar 2023)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (5 May 2010 to 8 Apr 2011)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF23 Corporate Finance Adviser (13 May 2004 to 12 Jul 2005)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.