KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Peter Churchman

    IRN RPC01024

    • CF30 Customer (14 Jan 2014 to 8 Dec 2019)
  • Richard Simon Fetterman

    IRN RSF01017

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 25 Aug 2006)
  • Richard Stark

    IRN RDS01154

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
  • Richard Threlfall

    IRN RRT01013

    • [FCA CF] Client dealing (7 Dec 2022 to 1 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Nov 2003 to 31 Oct 2007)
  • Richard William Baker

    IRN RWB01089

    • CF24 Pension Transfer Specialist (30 Apr 2002 to 27 Sep 2002)
    • CF21 Investment Adviser (30 Apr 2002 to 27 Sep 2002)
  • Richard William Barlow

    IRN RWB01090

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Richard Woods

    IRN RXW00402

    • [FCA CF] Client dealing (since 1 Dec 2021)
  • Rigvi Ramnauth

    IRN RXR01177

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Oct 2006)
  • Rob Logue

    IRN RML01115

    • [FCA CF] Client dealing (1 Dec 2021 to 31 Jul 2023)
    • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
  • Robert Arthur

    IRN RXA00416

    • [FCA CF] Client dealing (30 May 2023 to 10 Jun 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.