KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Baxter

    IRN RMB01187

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Nov 2022 to 24 Oct 2024)
    • CF30 Customer (7 Jun 2011 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (13 Mar 2007 to 31 Oct 2007)
  • Robert Cowell

    IRN RDC01041

    • CF30 Customer (7 Oct 2013 to 8 Dec 2019)
  • Robert David Cormie

    IRN RDC01056

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (9 May 2003 to 31 Oct 2007)
  • Robert David Smith

    IRN RDS01082

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Sep 2004)
  • Robert David Tawse Pringle

    IRN RDP01034

    • CF30 Customer (22 Nov 2010 to 7 Jan 2014)
  • Robert Gaudreau

    IRN RXG01224

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Nov 2005)
  • Robert Griffiths

    IRN RXG00425

    • [FCA CF] Client dealing (since 13 Apr 2023)
  • Robert Griggs

    IRN RXG01223

    • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Robert Hilton Bigley

    IRN RHB01053

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 22 Nov 2005)
  • Robert Neal Allen

    IRN RNA01023

    • CF30 Customer (6 Apr 2018 to 29 Jul 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.