KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Robert O'Hanrahan

  IRN RXO00153

  • [FCA CF] Client dealing (since 31 Jan 2024)
• Robert Owen Haycock

  IRN ROH01005

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Jun 2005)
• Robert Paul Dales

  IRN RPD01032

  • CF21 Investment Adviser (31 Oct 2003 to 7 Dec 2006)
• Robert Stephen Halbert

  IRN RSH01071

  • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Robert Stewart Martin Cutler

  IRN RSC01081

  • CF11 Money Laundering Reporting (9 Nov 2016 to 5 Nov 2019)
• Robert Vartevanian

  IRN RXV01031

  • CF30 Customer (15 Feb 2008 to 20 Aug 2009)
• Rod Wilkinson

  IRN RXW00403

  • [FCA CF] Manager of certification employee (since 7 Nov 2022)
  • [FCA CF] Client dealing (since 1 Dec 2021)
• Roderick Francis Clark Gordon

  IRN RFG01013

  • CF23 Corporate Finance Adviser (21 Feb 2007 to 19 Jun 2007)
• Rodney Peter Wilkinson

  IRN RPW01066

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Roger Joseph MacNicoll

  IRN RJM01283

  • CF21 Investment Adviser (30 Apr 2002 to 20 Sep 2002)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.