KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Phillip Higgins

    IRN RPH01057

    • CF30 Customer (1 Nov 2007 to 28 Oct 2016)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Roger Tweedale

    IRN RXT01201

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 10 May 2004)
  • Roland Hillary Tate

    IRN RXT01200

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Sep 2002)
  • Rosemary Hopkins

    IRN RXH01385

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Apr 2006)
  • Ross Agnew

    IRN RXA00323

    • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
  • Ross Campbell

    IRN RXC01351

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Dec 2005)
  • Roy Knollys Ellard Nicholson

    IRN RKN01009

    • CF23 Corporate Finance Adviser (2 May 2002 to 1 Oct 2003)
  • Roy Lukacs

    IRN RXL01189

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
  • Rushi Soni

    IRN RXS01902

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (3 Jul 2007 to 31 Oct 2007)
  • Ruth Close

    IRN RXC00904

    • [FCA CF] Client dealing (since 30 Oct 2025)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.