KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Sacha Balachandran

  IRN SXB01565

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 18 Jun 2004)
• Sally Waghorn

  IRN SXH01445

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Jun 2003)
• Sami Fairris

  IRN SXF01814

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (25 Oct 2017 to 8 Dec 2019)
• Sanjay Thakkar

  IRN SXT02201

  • CF4 Partner (20 Dec 2016 to 20 Jun 2019)
• Sarah Blythe Owen-Vandersluis

  IRN SBO01015

  • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
• Sarah Kate Gilchrist Willows

  IRN SKW01037

  • CF4 Partner (27 Apr 2017 to 13 Aug 2019)
  • CF8 Apportionment and Oversight (27 Apr 2017 to 13 Aug 2019)
  • CF28 Systems and controls (27 Apr 2017 to 13 Aug 2019)
• Sarah Lisa Miller

  IRN SLM01075

  • CF21 Investment Adviser (30 Apr 2002 to 6 Mar 2005)
• Sarah Louise Harris

  IRN SLH01080

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (10 Jan 2005 to 31 Oct 2007)
• Sarah Vincent

  IRN SXV01088

  • CF23 Corporate Finance Adviser (26 Apr 2002 to 30 Apr 2002)
• Saranjit Lall

  IRN SXL00937

  • [FCA CF] Client dealing (since 18 Feb 2026)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.