KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Sarit Chopra

  IRN SXC01508

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 28 Aug 2002)
• Scott Colin Milne

  IRN SCM01092

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 28 Sep 2007)
• Sean Collins

  IRN SXC01509

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Jun 2002)
• Sebastian Kayvon Habibi

  IRN SKH01062

  • CF30 Customer (7 Feb 2018 to 17 Sep 2019)
• Shamil Patel

  IRN SXP00673

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Dec 2024)
• Shannon Cotter

  IRN SXC01512

  • CF23 Corporate Finance Adviser (10 Jun 2002 to 27 Sep 2005)
• Shiventa Steven Sivanesan

  IRN SXS22874

  • CF30 Customer (27 Feb 2020 to 26 Oct 2020)
• Simeon Agada

  IRN SXA00903

  • [FCA CF] Client dealing (14 Feb 2024 to 10 Jun 2024)
• Simeon John Willis

  IRN SJW01307

  • CF30 Customer (16 Sep 2008 to 29 Mar 2018)
• Simon Christopher Woodhead

  IRN SCW01072

  • CF30 Customer (1 Nov 2007 to 31 Jul 2014)
  • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (30 Apr 2002 to 31 Oct 2007)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.