KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon David Davies

    IRN SXD00122

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF21 Investment Adviser (5 Nov 2004 to 31 Oct 2007)
  • Simon David Nicholson

    IRN SDN01019

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
  • Simon David Poole

    IRN SDP01069

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 14 Feb 2003)
  • Simon Davis

    IRN SXD01325

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Simon Earl

    IRN SXE00239

    • [FCA CF] Client dealing (8 Dec 2022 to 10 Jun 2024)
  • Simon Heath

    IRN SXH02701

    • CF30 Customer (20 Nov 2015 to 8 Dec 2019)
  • Simon Hill

    IRN SXH01446

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Mar 2006)
  • Simon Jeremy Collins

    IRN SJC01270

    • CF30 Customer (1 Nov 2007 to 6 Apr 2010)
    • CF8 Apportionment and Oversight (18 Mar 2005 to 31 Mar 2009)
    • CF4 Partner (18 Mar 2005 to 6 Apr 2010)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Simon Mower

    IRN SXM04084

    • CF30 Customer (9 Dec 2016 to 8 Dec 2019)
  • Simon Mower

    IRN SXM01084

    • [FCA CF] Client dealing (1 Dec 2021 to 25 Mar 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.