KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Virley

    IRN SXV01406

    • CF30 Customer (26 Jan 2016 to 8 Dec 2019)
  • Sohin Shah

    IRN SXS01591

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Jul 2005)
  • Sophie Ash

    IRN SXA01290

    • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Stefan Palmgren

    IRN SXP01359

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 2 Feb 2007)
  • Steffen Andersen

    IRN SXA01291

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Mar 2007)
  • Stephen Anderson Reid

    IRN SAR01104

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 26 Sep 2003)
  • Stephen Barter

    IRN SXB02703

    • CF30 Customer (27 Dec 2012 to 18 Jun 2018)
  • Stephen David Paul Dunn

    IRN SDD01038

    • CF23 Corporate Finance Adviser (15 Jul 2005 to 26 Oct 2006)
  • Stephen Harvey Craik

    IRN SHC01034

    • CF30 Customer (1 Nov 2007 to 18 Sep 2017)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Stephen John Gregson

    IRN SXG01297

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.