KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Stephen John White

  IRN SXW01391

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Sep 2002)
• Stephen Joseph O'Brien

  IRN SJO01102

  • CF30 Customer (20 Feb 2020 to 26 Oct 2020)
• Stephen Kynaston

  IRN SXK01250

  • CF30 Customer (1 May 2014 to 17 Feb 2017)
• Stephen Lau

  IRN SXL01395

  • CF23 Corporate Finance Adviser (24 Aug 2004 to 18 Jul 2006)
• Stephen Leah

  IRN SJL01291

  • [FCA CF] Client dealing (1 Dec 2021 to 11 Dec 2023)
• Stephen Mark Powley

  IRN SMP00051

  • CF30 Customer (19 Dec 2011 to 8 Dec 2019)
• Stephen Michael Barrett

  IRN SMB01138

  • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Stephen Potter

  IRN SXP01358

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 18 Aug 2006)
• Stephen Robert Watson

  IRN SRW01063

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 3 Sep 2004)
• Stephen Thomson

  IRN SXT01257

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Mar 2006)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.