Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Steve Elsigood
IRN SXE01125
- CF30 Customer (1 Nov 2007 to 16 Nov 2012)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Steven Anthony Lloyd
IRN SAL01075
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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Steven Elsigood
IRN SXE01541
- CF30 Customer (23 Feb 2017 to 8 Dec 2019)
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Steven Jonathan O'Hare
IRN SJO01057
- CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Mar 2005)
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Stewart Cape
IRN SXC00816
- [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
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Stewart Dow Rolls
IRN SXR01322
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (15 Jun 2005 to 31 Oct 2007)
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Stuart Bedford
IRN SXB03569
- [FCA CF] Client dealing (2 Oct 2023 to 5 Dec 2024)
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Stuart Carmichael
IRN SXC01511
- CF23 Corporate Finance Adviser (30 Apr 2002 to 2 Dec 2005)
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Stuart Clive Stevens
IRN SCS01076
- CF23 Corporate Finance Adviser (2 May 2002 to 8 Apr 2004)
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Stuart Craig Alexander Pawson
IRN SCP01106
- CF30 Customer (4 Nov 2017 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.