KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Paul Sewell

    IRN SPS01083

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Stuart Pilgrim

    IRN SXP00630

    • [FCA CF] Client dealing (since 1 Dec 2021)
  • Stuart Robert Watson

    IRN SRW01062

    • CF24 Pension Transfer Specialist (30 Apr 2002 to 1 Oct 2007)
    • CF21 Investment Adviser (30 Apr 2002 to 1 Oct 2007)
  • Stuart Sewell

    IRN SXS04406

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (20 Jan 2016 to 8 Dec 2019)
  • Sue Loughnane

    IRN SXL01291

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 15 Nov 2002)
  • Surinderpal Matharu

    IRN SXM08203

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Susan Ann Walker

    IRN SAW01136

    • CF30 Customer (1 Nov 2007 to 17 Jan 2012)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Susan Day

    IRN SXD01974

    • CF30 Customer (21 Oct 2013 to 8 May 2018)
  • Susan Mary Brice

    IRN SMB01104

    • CF23 Corporate Finance Adviser (27 Jan 2005 to 20 Jul 2007)
  • Susan Richardson

    IRN SXR00759

    • SMF27 Partner (since 12 Jan 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.