Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Swati Ganorkar
IRN SXG01295
- CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Jul 2002)
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Tahir Mahmood Rabani
IRN TXR01141
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (3 Jun 2005 to 31 Oct 2007)
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Taj Lalli
IRN TXL00182
- [FCA CF] Client dealing (1 Dec 2021 to 30 Aug 2025)
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Tanvir Dhanoa
IRN TXD00235
- [FCA CF] Client dealing (2 Dec 2022 to 12 Aug 2024)
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Tariq Hayat
IRN TXH01608
- CF30 Customer (7 Nov 2018 to 8 Dec 2019)
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Teagan Hallgath
IRN TXH00495
- [FCA CF] Client dealing (since 1 Feb 2025)
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Tejas Patel
IRN TXP01137
- CF30 Customer (4 Feb 2011 to 1 Oct 2015)
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Thierry Pierre Marie Levenq
IRN TPL01018
- CF30 Customer (3 Nov 2011 to 10 Feb 2015)
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Thilo Rose
IRN TXR01077
- CF23 Corporate Finance Adviser (29 Jul 2003 to 3 May 2005)
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Thomas Anthony John Spencer
IRN TAS01056
- CF23 Corporate Finance Adviser (5 Dec 2002 to 17 Aug 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.