Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercer Limited
FRN 121935
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 29 May 2009)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Nov 2003 to 10 Apr 2007)
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- CF30 Customer (4 Feb 2011 to 1 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.