KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Atkins Graves

    IRN TAG01030

    • CF21 Investment Adviser (30 Apr 2002 to 20 Sep 2002)
  • Thomas David Vacey Honey

    IRN TDH01035

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Thomas Kenric Franks

    IRN TKF01002

    • CF4 Partner (11 Oct 2010 to 30 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 10 Feb 2015)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Thomas Moffat Whiteley

    IRN TMW01022

    • CF30 Customer (14 Nov 2012 to 22 Jan 2016)
  • Thomas Oliver Seecharan

    IRN TOS01012

    • CF30 Customer (19 Dec 2017 to 13 Sep 2019)
  • Thomas Swain

    IRN TXS03801

    • [FCA CF] Client dealing (1 Dec 2021 to 15 Oct 2023)
  • Thomas Veggerby Sorensen

    IRN TVS00010

    • CF30 Customer (15 Apr 2010 to 25 Oct 2011)
    • CF23 Corporate Finance Adviser (15 Mar 2005 to 31 Oct 2007)
  • Thomas William Haslehurst

    IRN TWH01023

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Aug 2002)
  • Tim Metzgen

    IRN TXM01236

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Tim Nicholson

    IRN TPN01016

    • [FCA CF] Manager of certification employee (since 15 Jun 2024)
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (16 Nov 2010 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (31 May 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.