Thomas Moffat Whiteley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PricewaterhouseCoopers LLP

    FRN 221411

    • [FCA CF] Client dealing (since 28 Apr 2025)
  • ISIO Services Limited (no longer approved here)

    FRN 922376

    • [FCA CF] Manager of certification employee (23 Oct 2024 to 3 Jan 2025)
    • [FCA CF] Client dealing (3 Oct 2024 to 3 Jan 2025)
  • Isio Investment Solutions Limited (no longer approved here)

    FRN 196669

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
    • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (14 Nov 2012 to 22 Jan 2016)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.