KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Tim Spooner

  IRN TXS02028

  • [FCA CF] Client dealing (1 Dec 2021 to 23 Oct 2023)
  • CF30 Customer (23 Nov 2015 to 8 Dec 2019)
• Tim Sydor

  IRN TXS03800

  • [FCA CF] Client dealing (since 1 Dec 2021)
• Timohty Chapman

  IRN TXC01424

  • CF30 Customer (25 Oct 2011 to 21 Oct 2015)
• Timothy Allan Swales

  IRN TAS01065

  • CF23 Corporate Finance Adviser (3 Mar 2005 to 1 Nov 2005)
• Timothy Charles Fedden Thomas

  IRN TXT01130

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 23 Feb 2004)
• Timothy Ian Lockyer

  IRN TIL01006

  • CF21 Investment Adviser (30 Apr 2002 to 9 May 2004)
• Timothy John Barlow

  IRN TJB01184

  • CF30 Customer (27 Feb 2020 to 26 Oct 2020)
• Timothy John Corfield

  IRN TJC01091

  • CF23 Corporate Finance Adviser (18 Sep 2003 to 28 Apr 2004)
• Timothy John Stone

  IRN TJS01095

  • CF30 Customer (1 Nov 2007 to 10 Jan 2012)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Timothy Paul Clarke

  IRN TPC01022

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 29 Aug 2003)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.