KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Timothy Philip Treharne

  IRN TPT01005

  • CF30 Customer (1 Nov 2007 to 10 May 2010)
  • CF23 Corporate Finance Adviser (18 Aug 2003 to 31 Oct 2007)
• Timothy Richard Jones

  IRN TXJ00010

  • SMF1 Chief Executive (2 Dec 2020 to 29 Sep 2022)
• Timothy Roger Elliott

  IRN TRE01004

  • CF30 Customer (4 Jul 2012 to 10 Feb 2015)
• Tom Brancati

  IRN TXB00369

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
• Tom Clifton

  IRN TXC00276

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
• Tom Lewin

  IRN TRL01016

  • CF30 Customer (8 May 2019 to 8 Dec 2019)
• Tom Rogers

  IRN TXR00180

  • [FCA CF] Client dealing (since 1 Dec 2021)
• Tom Williams

  IRN TXW00284

  • [FCA CF] Client dealing (11 May 2023 to 10 Jun 2024)
• Tony Lynch

  IRN TXL01093

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
• Trevor Bush

  IRN TXB01174

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.