Tom Lewin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S&W Partners Corporate Finance Limited

    FRN 216729

    • [FCA CF] Client dealing (since 9 Dec 2025)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Manager of certification employee (6 Mar 2022 to 30 Apr 2025)
    • [FCA CF] Client dealing (1 Sep 2021 to 30 Apr 2025)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 31 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2018)
    • CF30 Customer (26 Apr 2011 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 1 Feb 2011)
    • CF23 Corporate Finance Adviser (6 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.