Timothy Roger Elliott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alvarez & Marsal FS Europe Limited
FRN 599250
- [FCA CF] Client dealing (since 30 Mar 2021)
CARD PROTECTION PLAN LIMITED (no longer approved here)
FRN 311489
- CF2 Non Executive Director (1 Sep 2017 to 25 Oct 2019)
KPMG LLP (no longer approved here)
FRN 210513
- CF30 Customer (4 Jul 2012 to 10 Feb 2015)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 7 Nov 2011)
- CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.