Date authorised
1 April 2013
Companies House
01490503
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Clockwise
    Yorkshire House
    Greek Street
    Leeds
    LS1 5SH
    UNITED KINGDOM
    Phone
    +443448481517
  • Complaints Contact

    PO Box 1419
    Sunderland
    SR5 9RN
    UNITED KINGDOM
    Phone
    +443448481517

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhai Rajguru

    IRN AXR01734

    • CF2 Non Executive Director (10 Dec 2015 to 10 May 2016)
  • Alison Kay Douglas

    IRN AXD00292

    • [FCA CF] Significant management (30 Sep 2021 to 31 Oct 2022)
  • Andrew George Lyon Wordie

    IRN AGW01068

    • CF28 Systems and controls (1 Nov 2007 to 23 Oct 2012)
    • CF15 Internal Audit (17 Feb 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (17 Feb 2006 to 31 Oct 2007)
  • Andrew Kerr Adam Ferguson

    IRN AKF01011

    • SMF9 Chair of the Governing Body (since 15 Jul 2022)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Oct 2021)
    • CF2 Non Executive Director (22 Sep 2016 to 8 Dec 2019)
  • Arthur Leslie Owen

    IRN ALO01015

    • CF2 Non Executive Director (15 Apr 2011 to 13 Jan 2015)
  • Beverley Metcalfe

    IRN BXM01763

    • CF29 Significant management (6 Aug 2013 to 6 Dec 2013)
  • Brent Escott

    IRN BXE01075

    • CF1 Director (30 Aug 2013 to 16 Feb 2015)
  • Carl Carter

    IRN CXC01465

    • Responsible for Insurance Distribution (19 Jul 2021 to 7 Jun 2022)
    • SMF3 Executive Director (19 Jul 2021 to 7 Jun 2022)
    • SMF1 Chief Executive (19 Jul 2021 to 7 Jun 2022)
  • Carmel Mary Stephens

    IRN CXS00563

    • [FCA CF] Significant management (20 May 2022 to 4 Nov 2022)
  • Catherine Mary Bridget McCaul

    IRN CMM01112

    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Feb 2005)
    • CF1 Director (14 Jan 2005 to 4 Feb 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.