Timothy Allan Swales

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equistone Partners Europe Limited

    FRN 124366

    • CF30 Customer (since 22 Dec 2025)
    • CF4 Partner (AR) (since 22 Dec 2025)
    • SMF3 Executive Director (since 2 Apr 2025)
    • [FCA CF] Material risk taker (since 2 Apr 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (28 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (14 Nov 2005 to 28 Apr 2006)
  • Equacy (UK) LLP

    FRN 1046002

    • (4)Employed By (since 22 Dec 2025)
  • Equacy Capital Partners Limited

    FRN 1046003

    • (9)Employed By (since 22 Dec 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF23 Corporate Finance Adviser (14 Nov 2005 to 15 Nov 2005)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (3 Mar 2005 to 1 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Equacy Capital Partners Limited

  2. controlled function added: (9)Employed By at Equacy Capital Partners Limited

  3. controlled function removed: Employed By at Equacy (UK) LLP

  4. controlled function added: (4)Employed By at Equacy (UK) LLP