Stewart Dow Rolls

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited (no longer approved here)

    FRN 197107

    • Appointed representative dealing with clients for which they require qualification (18 Mar 2022 to 20 Jun 2023)
    • CF1 Director (AR) (23 Dec 2021 to 20 Jun 2023)
    • CF30 Customer (23 Dec 2021 to 20 Jun 2023)
  • Capacity Financial Planning Ltd (no longer approved here)

    FRN 963037

    • Employed By (23 Dec 2021 to 20 Jun 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Nov 2013 to 31 Jan 2014)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (15 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.