Rahul Srinivasan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (23 Oct 2018 to 5 Jul 2024)
    • [FCA CF] Manager of certification employee (24 Sep 2018 to 5 Jul 2024)
    • [FCA CF] Significant management (24 Sep 2018 to 5 Mar 2019)
    • [FCA CF] Client dealing (24 Feb 2017 to 5 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 16 May 2014)
    • CF21 Investment Adviser (19 Nov 2004 to 31 Oct 2007)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 6 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.